Senior Staff Auditor, Financial Crimes Compliance (hybrid)

Capital One

Charlotte, NC, US
Base: $87,700 - $120,100; bonus/equity: performanc...
Hybrid
Bsa/aml, sanctions, fraud compliance audits
Risk assessments and testing
Communicate issues, risks, recommendations
Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee

Job Summary

  • Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee.
  • As a member of the Financial Crimes Compliance Audit team, you will focus on engagements involving BSA/AML, Sanctions, and Fraud Compliance related audit projects.
  • This role is hybrid meaning associates typically spend 3 days per week in-person at one of our offices listed on this job posting.

Matching Summary

Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee.

Salary

Base: $87,700 - $120,100; Bonus/Equity: Performance based incentive compensation; Benefits: Comprehensive, competitive, and inclusive set of health, financial and other benefits

Skills & Requirements

Must-have

  • BSA/AML, Sanctions, Fraud Compliance audits
  • Risk assessments and testing
  • Communicate issues, risks, recommendations
  • Operate independently and meet quality standards
  • Leverage data and analytical tools

Nice-to-have

  • Critical thinker with business understanding
  • Focus on quality and timeliness
  • Adapt to change and embrace bold ideas
  • Intellectually curious and challenge thinking
  • Develop influential relationships
  • Passion for coaching and team betterment

Key Requirements

  • Bachelor's Degree or military experience
  • At least 2 years of experience in auditing
  • At least 2 years of experience in accounting
  • At least 2 years of experience in financial analysis
  • At least 2 years of experience in compliance
  • At least 2 years of experience in Anti-Money Laundering, Fraud or Sanctions
  • Master’s Degree in Auditing, Accounting, Information Systems or MBA
  • Certified Fraud Examiner (CFE), CAMS, CIA, CPA, or relevant certification
  • 2+ years of experience in banking or financial services
  • 2+ years of experience performing data analysis for internal auditing

Work Rights

Not specified

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