Compliance Surveillance Officer For Communication, Information Barrier, And Trade Surveillance - Avp

Deutsche Bank

Manila, Philippines
Competitive salary; attractive retirement benefit;...
8-10 years surveillance experience
Knowledge of financial market products
Understanding of market abuse principles
The role involves conducting global compliance surveillance across communication, information barriers, and trade products including Fixed Income, FX, and Derivatives

Job Summary

  • The role involves conducting global compliance surveillance across communication, information barriers, and trade products including Fixed Income, FX, and Derivatives.
  • Candidates will be responsible for reviewing surveillance alerts professionally, investigating irregularities, and escalating cases to appropriate stakeholders within required SLAs.
  • The position offers a competitive salary, attractive retirement benefits, medical insurance, and 20 days of annual vacation.

Matching Summary

The role involves conducting global compliance surveillance across communication, information barriers, and trade products including Fixed Income, FX, and Derivatives.

Salary

Competitive Salary; Attractive Retirement Benefit; Medical and Life Insurance

Skills & Requirements

Must-have

  • 8-10 years surveillance experience
  • Knowledge of financial market products
  • Understanding of market abuse principles
  • Experience with Bloomberg and Reuters
  • Ability to analyze large data sets

Nice-to-have

  • Fluency in Asian or European languages
  • Experience with SmartsBroker platform
  • MS Office Macro writing proficiency
  • Awareness of Artificial Intelligence applications
  • Project management and UAT testing experience

Key Requirements

  • Minimum 8-10 years in Surveillance and Compliance
  • Degree level preferably in finance or economics
  • Fluent English spoken and written skills

Work Rights

Not specified

Tailored Resume

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