Trade Surveillance - Associate

Capco

Glasgow, United Kingdom
Hybrid
Communication surveillance
Market abuse regulations
Conduct risk frameworks
Capco is seeking a Trade Surveillance Associate in Glasgow, UK, to support investment banking clients by monitoring communications for regulatory compliance and misconduct. The role emphasizes both technical skills in surveillance and collaboration with various stakeholders to enhance market integrity

Job Summary

  • As a Communication Surveillance Analyst within our Finance, Risk, Regulatory & Financial Crime (FRRF) capability, you will support investment banking clients in meeting regulatory expectations and maintaining effective conduct risk frameworks.
  • You will play a key role in monitoring electronic and voice communications, identifying potential market abuse or misconduct, and enhancing surveillance frameworks across Capital Markets environments.
  • This hybrid role is based in Glasgow, combining on-site collaboration with flexible remote working.

Matching Summary

Match Score: 85

Capco is seeking a Trade Surveillance Associate in Glasgow, UK, to support investment banking clients by monitoring communications for regulatory compliance and misconduct. The role emphasizes both technical skills in surveillance and collaboration with various stakeholders to enhance market integrity.

Skills & Requirements

Must-have

  • Communication surveillance
  • Market abuse regulations
  • Conduct risk frameworks
  • Analyze large volumes of information
  • Clear written and verbal communication

Nice-to-have

  • Process improvement and control enhancement
  • Client-facing environment
  • Trade lifecycle processes

Key Requirements

  • Experience in Communication Surveillance, Trade Surveillance, or Conduct Risk
  • Experience within an Investment Banking or Capital Markets environment
  • Strong understanding of market abuse regulations
  • Ability to analyse large volumes of information with accuracy and sound judgement

Work Rights

Not specified

Tailored Resume

Cover Letter