Senior Compliance Officer, Prudential Regulation Compliance (reg W, Reg O, Anti-tying)

KeyCorp

Brooklyn, Ohio, US
Base: $96,000.00 - $181,000.00 annually; bonus/equ...
Hybrid
Regulation w oversight experience
Regulation o compliance knowledge
Anti-tying regulation expertise
The Senior Compliance Officer serves as the bank's Regulation W Officer and provides second line of defense oversight for key banking regulations

Job Summary

  • The Senior Compliance Officer serves as the bank's Regulation W Officer and provides second line of defense oversight for key banking regulations.
  • This role requires extensive knowledge of banking statutes to develop policies that align with corporate risk appetites and tolerances.
  • The position offers a base salary range of $96,000.00 to $181,000.00 annually with eligibility for incentive compensation.

Matching Summary

The Senior Compliance Officer serves as the bank's Regulation W Officer and provides second line of defense oversight for key banking regulations.

Salary

Base: $96,000.00 - $181,000.00 annually; Bonus/Equity: Eligible for production, commission, and discretionary incentives; Benefits: Comprehensive benefits package available

Skills & Requirements

Must-have

  • Regulation W oversight experience
  • Regulation O compliance knowledge
  • Anti-tying regulation expertise
  • Second line of defense role
  • Internal audit and exam response

Nice-to-have

  • Strong leadership and mentoring skills
  • Proactive risk identification abilities
  • Excellent relationship management
  • Continuous improvement mindset
  • Independent decision-making capability

Key Requirements

  • Bachelor's degree required
  • Minimum 5 years relevant industry experience
  • Extensive knowledge of banking statutes and regulations
  • Compliance certification is a plus

Work Rights

Not specified

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