Specialist - Investment Compliance Support Services

Apexgroup Inc

Cape Town, South Africa
Investment compliance monitoring
Regulatory interpretation
Nx manager platform
The Specialist: Investment Compliance Support Services is first and foremost the regulatory specialist in the Investment Compliance Support Services (“ICSS”) team, interpreting mandates and legislation to translate regulation into workable compliance rule results

Job Summary

  • The Specialist: Investment Compliance Support Services is first and foremost the regulatory specialist in the Investment Compliance Support Services (“ICSS”) team, interpreting mandates and legislation to translate regulation into workable compliance rule results.
  • The role requires strong technical or operational knowledge of investment instruments and issuers, as well as experience on NX Manager (preferred) or another comparable compliance monitoring system.
  • You will be required to assist with the processing of external manager data and mapping instruments for ingesting into the Apex systems and thus will work closely with the Instrument and Fund Setup team to update and maintain static data integrity for investment compliance purposes.

Matching Summary

The Specialist: Investment Compliance Support Services is first and foremost the regulatory specialist in the Investment Compliance Support Services (“ICSS”) team, interpreting mandates and legislation to translate regulation into workable compliance rule results.

Skills & Requirements

Must-have

  • Investment compliance monitoring
  • Regulatory interpretation
  • NX Manager platform
  • Static and market data oversight
  • Post-trade compliance reporting
  • Pre-trade compliance monitoring

Nice-to-have

  • Agile and flexible thinking
  • Positive attitude
  • German fluency
  • Business development support

Key Requirements

  • 4-5 years fund administration/management experience
  • Certificate in Compliance Management
  • Strong numerical and analytical skills
  • Excellent Excel skills
  • Strong investment compliance experience
  • Solid knowledge of South African regulations (Reg 28, CISCA, Reg 30)

Work Rights

Not specified

Tailored Resume

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