Cass Sme Oversight

Apex Group Ltd

Chelmsford, United Kingdom
Market related; not specified; competitive benefit...
Not specified (likely hybrid or onsite based on office locations)
5 years minimum cass experience
Fca regulatory awareness
Client money reconciliation expertise
Apex Group Ltd is seeking a CASS SME Oversight professional for their Transfer Agency team in Chelmsford or Wimborne, UK. The ideal candidate will have extensive experience in CASS regulations, excellent communication skills, and a strong commitment to compliance and teamwork

Job Summary

  • The role requires overseeing end-to-end workflows to ensure compliance with client money rules across the business.
  • Candidates must maintain the CASS framework, map the CASS Matrix against rules, and lead workshops and due diligences.
  • The position offers a competitive benefits package and the opportunity to work within a global team of over 13,000 employees.

Matching Summary

Match Score: 85

Apex Group Ltd is seeking a CASS SME Oversight professional for their Transfer Agency team in Chelmsford or Wimborne, UK. The ideal candidate will have extensive experience in CASS regulations, excellent communication skills, and a strong commitment to compliance and teamwork.

Salary

Market related; Not specified; Competitive benefits package

Skills & Requirements

Must-have

  • 5 years minimum CASS experience
  • FCA regulatory awareness
  • Client money reconciliation expertise
  • CMAR returns management
  • Aged debtors oversight

Nice-to-have

  • IOC competency or willingness to qualify
  • Process enhancement identification
  • Strong communication skills
  • Team collaboration ability
  • Detail-oriented mindset

Key Requirements

  • Minimum 5 years CASS experience
  • Relevant professional qualifications
  • Highly organised and efficient
  • Willingness to pursue IOC qualification

Work Rights

Not specified

Tailored Resume

Cover Letter