U.s. Banks Affiliate Risk Oversight Execution Avp

Morgan Stanley

Base: $85,000 - $140,000 py; bonus/equity: not spe...
Inter-affiliate activity support
Affiliate agreement management
Regulatory compliance
The U.S. Banks Affiliate Risk Assistant Vice President position is responsible for supporting inter-affiliate activity with U.S. Banks and non-banking affiliates, with associated inter-affiliate agreements tracked, reviewed, and managed for regulatory compliance and sustained business line relevance

Job Summary

  • The U.S. Banks Affiliate Risk Assistant Vice President position is responsible for supporting inter-affiliate activity with U.S. Banks and non-banking affiliates, with associated inter-affiliate agreements tracked, reviewed, and managed for regulatory compliance and sustained business line relevance.
  • This role is vital for support in maintaining appropriate affiliate oversight and mitigating related affiliate risk.
  • Morgan Stanley is a global financial services firm that maintains significant market positions in each of its business segments— Institutional Securities, Wealth Management, and Investment Management.

Matching Summary

The U.S. Banks Affiliate Risk Assistant Vice President position is responsible for supporting inter-affiliate activity with U.S. Banks and non-banking affiliates, with associated inter-affiliate agreements tracked, reviewed, and managed for regulatory compliance and sustained business line relevance.

Salary

Base: $85,000 - $140,000 per year; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • inter-affiliate activity support
  • affiliate agreement management
  • regulatory compliance
  • Reg W requirements
  • risk mitigation

Nice-to-have

  • strong sense of ownership
  • entrepreneurial spirit
  • manage ambiguity
  • fast-paced environment
  • develop networks and alliances

Key Requirements

  • 5+ years of relevant experience
  • Bachelor’s degree in Finance, Business or related field
  • Risk management experience
  • Inter-affiliate risk oversight background
  • Reg W background
  • Governance in financial services

Work Rights

Not specified

Tailored Resume

Cover Letter