The role involves leading compliance testing activities, managing a team, and ensuring adherence to Canadian and global regulatory requirements
Job Summary
The role involves leading compliance testing activities, managing a team, and ensuring adherence to Canadian and global regulatory requirements.
Candidates will be responsible for identifying control gaps, documenting evidence in Archer, and providing actionable recommendations to strengthen the control environment.
The position offers a hybrid work arrangement within a diverse, inclusive global team focused on professional growth and well-being.
Matching Summary
The role involves leading compliance testing activities, managing a team, and ensuring adherence to Canadian and global regulatory requirements.
Skills & Requirements
Must-have
5+ years financial services experience
Team leadership and performance management
Compliance testing and regulatory analysis
Control design and operating effectiveness
Archer tool proficiency for issue tracking
Nice-to-have
CPA certification or equivalent
Strong analytical and problem-solving skills
Excellent written and verbal communication
Experience with AML/ATF and FATCA-CRS
Process improvement initiative leadership
Key Requirements
Minimum 5 years related financial services or compliance experience
Proven experience leading a team of professionals
College/University degree in Accounting, Legal, Finance, or Business
Knowledge of internal controls and risk mitigation strategies