The Post Trade Compliance Vice President manages a team responsible for compliance testing and reporting related to mutual fund trading activities and investment holdings
Job Summary
The Post Trade Compliance Vice President manages a team responsible for compliance testing and reporting related to mutual fund trading activities and investment holdings.
This role requires a comprehensive understanding of SEC regulations, fund-specific restrictions, and IRS guidelines to ensure accurate and timely compliance delivery to clients.
Citi offers competitive salary, discretionary incentives, and comprehensive employee benefits including medical, dental, vision coverage, 401(k), and paid time off packages.
Matching Summary
The Post Trade Compliance Vice President manages a team responsible for compliance testing and reporting related to mutual fund trading activities and investment holdings.
Salary
Base: $107,120.00 - $160,680.00; Bonus/Equity: discretionary and formulaic incentive and retention awards; Benefits: medical, dental, vision, 401(k), life, accident, disability insurance, wellness programs, paid time off
Skills & Requirements
Must-have
mutual fund compliance testing
liquidity risk management
derivatives monitoring procedures
team management and leadership
compliance reporting delivery
SEC regulations knowledge
investment company compliance
Nice-to-have
proactive client relationship management
training and mentoring skills
automation and technology partnership
continuous improvement mindset
project and initiative leadership
strong organizational skills
effective communication skills
Key Requirements
Bachelor’s Degree in Accounting, Finance or related field
10+ years mutual fund compliance experience
prior people management experience
experience with FIS InvestOne platform
advanced Microsoft Excel skills
ability to work outside normal hours during peak cycles