Investment Performance Analysis - Investment Compliance Service, Senior Associate

State Street UK

United Kingdom
Interpret client imas and prospectus restrictions
Conduct post-trade investment compliance analysis
Implement portfolio restriction controls
State Street Global Delivery provides asset owners and asset managers access to financial information and tools essential for effective investment solutions

Job Summary

  • State Street Global Delivery provides asset owners and asset managers access to financial information and tools essential for effective investment solutions.
  • As a key expert in the APAC region, your responsibilities will include interpreting and codifying client-specific IMAs and prospectus restrictions, and conducting post-trade investment compliance analysis.
  • We are committed to fostering an environment where every employee feels valued and empowered to reach their full potential.

Matching Summary

State Street Global Delivery provides asset owners and asset managers access to financial information and tools essential for effective investment solutions.

Skills & Requirements

Must-have

  • Interpret client IMAs and prospectus restrictions
  • Conduct post-trade investment compliance analysis
  • Implement portfolio restriction controls
  • Validate portfolio adherence to constraints
  • Generate compliance reports for clients

Nice-to-have

  • Strong analytical and critical thinking
  • Independent client service and problem-solving
  • Good project management capability
  • Attention to detail

Key Requirements

  • 3-5 years experience in investment analytics or finance
  • Good Investment compliance/Risk knowledge
  • Hands-on experience of compliance monitor systems
  • Good understanding of regulations and global market practices
  • Ability to decode complex legal and investment documents
  • Knowledge of financial instruments

Work Rights

Not specified

Tailored Resume

Cover Letter