Senior Manager, Compliance Testing (us)

TD Ameritrade

Charlotte, North Carolina, United States of America
Base: $115,440 - $186,160 usd; bonus/equity: eligi...
10+ years compliance experience
Team management of specialists
Regulatory compliance knowledge
The role involves reshaping compliance structures and driving innovation within a fast-paced, start-up-like setting

Job Summary

  • The role involves reshaping compliance structures and driving innovation within a fast-paced, start-up-like setting.
  • Candidates will manage day-to-day operations while designing and implementing a forward-thinking compliance program for the future.
  • TD offers a competitive total rewards package including base salary, variable compensation, health benefits, and career development opportunities.

Matching Summary

The role involves reshaping compliance structures and driving innovation within a fast-paced, start-up-like setting.

Salary

Base: $115,440 - $186,160 USD; Bonus/Equity: Eligible for cash and/or equity incentive awards; Benefits: Health, retirement, PTO, banking discounts

Skills & Requirements

Must-have

  • 10+ years compliance experience
  • Team management of specialists
  • Regulatory compliance knowledge
  • Risk-based testing execution
  • Strategic program design

Nice-to-have

  • Entrepreneurial mindset
  • Comfort with ambiguity
  • Advanced analytical software skills
  • CRCM certification preferred
  • Data analysis methods proficiency

Key Requirements

  • Undergraduate degree or equivalent work experience
  • 10+ years of relevant experience
  • Prior experience managing compliance testing teams
  • CRCM certification preferred

Work Rights

Not specified

Tailored Resume

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