Senior Compliance Analyst - Conflicts Review - Hybrid

Transamerica Corporation

Cedar Rapids, US
Base: $79,000 - $89,000 annually; bonus/equity: el...
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Develop and update policies and procedures
Review ethics and conflict of interest disclosures
Provide guidance and support to employees
** Transamerica Corporation is seeking a Senior Compliance Analyst to support its compliance and ethics functions in a hybrid work environment. The ideal candidate should have at least four years of relevant regulatory experience and a background in ethics and conflict of interest disclosures. **

Job Summary

  • Helps to mitigate legal exposure/risk to the organization by enforcing company policies, procedures and regulatory requirements.
  • Develop, update, and maintain current policies and procedures, review and approve ethics and conflict of interest disclosures, and provide guidance and support to employees, business partners and team members.
  • For eligible employees, we offer a comprehensive benefits package designed to support both the personal and financial well-being of our employees.

Matching Summary

Match Score: 75

** Transamerica Corporation is seeking a Senior Compliance Analyst to support its compliance and ethics functions in a hybrid work environment. The ideal candidate should have at least four years of relevant regulatory experience and a background in ethics and conflict of interest disclosures. **

Salary

Base: $79,000 - $89,000 annually; Bonus/Equity: Eligible for Annual Bonus; Benefits: Comprehensive benefits package

Skills & Requirements

Must-have

  • Develop and update policies and procedures
  • Review ethics and conflict of interest disclosures
  • Provide guidance and support to employees
  • Monitor regulatory changes
  • Prepare responses to auditors and regulators
  • Manage third-party reports

Nice-to-have

  • Collaborative work environment
  • Focus on employee well-being
  • Commitment to diversity and inclusion

Key Requirements

  • Bachelor's degree or equivalent experience
  • Four years of regulatory, securities, or ethics experience
  • Series 7 & 24 licenses or ability to obtain within 6 months
  • Proficiency using MS Office tools

Work Rights

Must have legal authorization to work in the US

Tailored Resume

Cover Letter