Ultra High Net Worth Executive Financial Services Rule 10b5-1 Strategy Associate

Morgan Stanley UK

Base: $80k-$100k py; bonus/equity: commission earn...
Not specified
Rule 10b5-1 trading plan management
Sec rules 144 and 10b-18 knowledge
Concierge client service delivery
Morgan Stanley UK is seeking a highly skilled Ultra High Net Worth Executive Financial Services Rule 10b5-1 Strategy Associate to manage 10b5-1 trading plans and provide strategic analysis for high-net-worth clients. The ideal candidate should possess experience in capital markets, strong analytical skills, and exceptional customer service abilities

Matching Summary

Match Score: 85

Morgan Stanley UK is seeking a highly skilled Ultra High Net Worth Executive Financial Services Rule 10b5-1 Strategy Associate to manage 10b5-1 trading plans and provide strategic analysis for high-net-worth clients. The ideal candidate should possess experience in capital markets, strong analytical skills, and exceptional customer service abilities.

Salary

Base: $80K-$100K per year; Bonus/Equity: Commission earnings, incentive compensation, discretionary bonuses included; Benefits: Comprehensive employee benefits and perks

Skills & Requirements

Must-have

  • Rule 10b5-1 trading plan management
  • SEC Rules 144 and 10b-18 knowledge
  • Concierge client service delivery
  • Microsoft Excel and PowerPoint proficiency
  • Legal document risk review

Nice-to-have

  • Strategic initiative leadership skills
  • Strong negotiation and presentation abilities
  • Self-motivated independent work style
  • Collaborative team ethic across departments

Key Requirements

  • Series 7 and Series 63 licenses required
  • Prior experience in Capital Markets or Investment Banking
  • Experience in Wealth Management or Origination
  • Sponsorship available for Series 57 Exam

Work Rights

Not specified

Sponsorship: available

Tailored Resume

Cover Letter