Governance & Control Specialist (us) - Sox / Rcsa

TD Bank

Mount Laurel, New Jersey, United States of America
Base: $91,000 - $136,240 usd; bonus/equity: not sp...
Sox compliance
Rcsa facilitation
Control testing
The Governance & Control Specialist manages a portfolio of governance and control activities for moderately complex or high-risk business or functional areas and implements policies/processes and/or initiatives to meet governance and control guidelines

Job Summary

  • The Governance & Control Specialist manages a portfolio of governance and control activities for moderately complex or high-risk business or functional areas and implements policies/processes and/or initiatives to meet governance and control guidelines.
  • TD is committed to providing fair and equitable compensation opportunities to all colleagues, with growth opportunities and skill development as defining features of the colleague experience.
  • This role requires advanced business understanding and knowledge of risk and control functions, with the ability to lead cross-functional teams or projects with significant resource requirements, risk and/or complexity.

Matching Summary

The Governance & Control Specialist manages a portfolio of governance and control activities for moderately complex or high-risk business or functional areas and implements policies/processes and/or initiatives to meet governance and control guidelines.

Salary

Base: $91,000 - $136,240 USD; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • SOX compliance
  • RCSA facilitation
  • control testing
  • risk management
  • policy implementation

Nice-to-have

  • building relationships across teams
  • mentoring and performance management
  • industry and enterprise awareness
  • driving team execution

Key Requirements

  • 7+ years of relevant experience
  • Undergraduate degree preferred
  • Advanced knowledge of governance, risk and control procedures
  • Ability to coordinate and execute annual SOX scoping
  • Experience evaluating control effectiveness

Work Rights

Not specified

Tailored Resume

Cover Letter