Senior Compliance Officer

Invesco

Downers Grove, US
Base: $100,000 - $111,000pyear; bonus/equity: not ...
Hybrid
1940 act etfs compliance
Equity, fixed income, derivative securities
Regulatory developments monitoring
The Senior Compliance Officer will coordinate and create consistency across the Americas region for centralized internal and external client reporting requests to meet compliance standards and requirements

Job Summary

  • The Senior Compliance Officer will coordinate and create consistency across the Americas region for centralized internal and external client reporting requests to meet compliance standards and requirements.
  • Responsibilities include executing day-to-day compliance monitoring, reporting and testing activities, supporting responses to regulatory exams, and advising partners on policy interpretation.
  • Invesco offers comprehensive compensation and benefit offerings including flexible paid time off, a hybrid work schedule, and 401(K) matching.

Matching Summary

The Senior Compliance Officer will coordinate and create consistency across the Americas region for centralized internal and external client reporting requests to meet compliance standards and requirements.

Salary

Base: $100,000 - $111,000/year; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • 1940 Act ETFs compliance
  • Equity, fixed income, derivative securities
  • Regulatory developments monitoring
  • Client and Board reporting
  • Policy interpretation and escalation

Nice-to-have

  • Global team collaboration
  • Detail-oriented professional
  • Challenging work environment

Key Requirements

  • Minimum 3 years asset management experience
  • Knowledge of domestic and international securities laws
  • Bachelor's degree preferred in finance or related field

Work Rights

Not specified

Tailored Resume

Cover Letter