$100,000 - $135,000 usd; not specified; not specif...
Compliance testing and monitoring plan
Execute testing engagements
Communicate deficiencies to business
This Senior Compliance Officer will assist with developing and executing the annual Compliance Testing and Monitoring plan, determining scope of reviews, and executing testing engagements
Job Summary
This Senior Compliance Officer will assist with developing and executing the annual Compliance Testing and Monitoring plan, determining scope of reviews, and executing testing engagements.
The role involves communicating deficiencies to the business and key stakeholders, overseeing remediation of identified gaps, and building relationships with key stakeholders globally.
TD Bank is committed to providing fair and equitable compensation, growth opportunities, and skill development, with a focus on fostering a culture of compliance across the firm.
Matching Summary
This Senior Compliance Officer will assist with developing and executing the annual Compliance Testing and Monitoring plan, determining scope of reviews, and executing testing engagements.
Salary
$100,000 - $135,000 USD; Not specified; Not specified
Skills & Requirements
Must-have
Compliance Testing and Monitoring plan
Execute testing engagements
Communicate deficiencies to business
Oversee remediation of gaps
Develop Testing and Monitoring metrics
Support issues management development
Nice-to-have
Client service skills
Relationship builder
Thrive in fast-paced environment
Collaborative team player
Key Requirements
Bachelors degree or progressive work experience
5-7 Years of related experience
Knowledge of operations, finance, regulatory reporting, sales and trading
Excellent interpersonal, organizational, leadership and communication skills
Strong analytical skills, attention to detail, solid judgment