Job Summary

• Associate or VP in ECM will partner with Strategic Equity Solutions Group, Syndicate, and Origination team members as well as Investment Banking, Equity Trading, Legal, Compliance, Technology, FINRA, Client Services, Settlement Operations, Risk, DTCC, and Transfer Agents to coordinate the issuance of equity and convertible securities.
• Responsibilities include creating and maintaining critical deal information, acting as front office contact with clients, overseeing all aspects of Client to Operations functions, and collaborating with outside counsel and Corporate clients on SEC Filings and cleanup of shares for Restricted Stock Sales.
• Bank of America is committed to an in-office culture with specific requirements for office-based attendance and which allows for an appropriate level of flexibility for our teammates and businesses based on role-specific considerations.

Matching Summary

Salary

Base: $87,200.00 - $175,000.00 annualized; Bonus/Equity: Discretionary incentive eligible; Benefits: Benefits eligible

Skills & Requirements

Key Requirements

• 2-3 years of relevant ECM Syndicate Operations experience
• Working knowledge of equity securities, share/cash settlement
• Familiarity with compliance rules (QIB, 144A/Reg S, Reg M, Rule 5131, Rule 2111)
• Knowledge of DTC, Middle & Back Office Background
• Series 7, 63 Registrations Preferred

Work Rights