Assistant Manager, Agency Compliance

Prudential Corporation Asia Ltd

Macau
**
Promote ethical business practices
Provide compliance advice
Manage regulatory relationships
** Prudential Corporation Asia Ltd is seeking an Assistant Manager for Agency Compliance in Macau. The role involves overseeing compliance with local regulations, managing investigations, and enhancing compliance awareness within the agency. **

Job Summary

  • The role will promote ethical business practices and conduct as well as provide compliance advice to ensure the Macau branch operations are meeting Macau’s law and regulatory requirements, group policies and procedures.
  • Supervise and oversee the complaint and investigation cases, including but not limited to designing and preparing compliance report and complaint case/disciplinary statistics to management.
  • Uplift agency’s compliance awareness by providing appropriate and updated training to agencies.

Matching Summary

Match Score: 75

** Prudential Corporation Asia Ltd is seeking an Assistant Manager for Agency Compliance in Macau. The role involves overseeing compliance with local regulations, managing investigations, and enhancing compliance awareness within the agency. **

Skills & Requirements

Must-have

  • Promote ethical business practices
  • Provide compliance advice
  • Manage regulatory relationships
  • Handle internal and external complaints
  • Conduct investigations and disciplinary actions
  • Deliver compliance training

Nice-to-have

  • Support wider Prudential colleagues
  • Proactively provide branch views
  • Monitor new requirements and initiatives

Key Requirements

  • 3 years' relevant experience
  • Familiar with regulatory requirements
  • Bachelor's degree holder or above
  • Proficiency in English and Chinese
  • Strong MS Excel and PowerPoint skills

Work Rights

Resident of Macau SAR is preferred

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