Cass Sme Oversight

The Apex Group

Chelmsford, United Kingdom
Market related; not specified; competitive benefit...
5 years minimum cass experience
Fca regulatory awareness
Client money reconciliation expertise
The role involves overseeing end-to-end workflows to ensure strict compliance with client money rules across the business

Job Summary

  • The role involves overseeing end-to-end workflows to ensure strict compliance with client money rules across the business.
  • Candidates will be responsible for maintaining the CASS matrix, leading workshops, and ensuring timely resolution of reconciliation breaks within 24 hours.
  • The successful candidate will support the Head of Transfer Agency while managing daily funding processes and regulatory breach mitigation.

Matching Summary

The role involves overseeing end-to-end workflows to ensure strict compliance with client money rules across the business.

Salary

Market related; Not specified; Competitive benefits package

Skills & Requirements

Must-have

  • 5 years minimum CASS experience
  • FCA regulatory awareness
  • Client money reconciliation expertise
  • CMAR returns submission
  • End-to-end workflow oversight

Nice-to-have

  • IOC competency or willingness to qualify
  • Process enhancement identification
  • Strong communication skills
  • Team collaboration abilities
  • Detail-oriented problem solving

Key Requirements

  • 5 years minimum CASS experience
  • Suitable qualifications relevant to duties
  • Highly organized and efficient professional
  • Excellent written and verbal communication

Work Rights

Not specified

Tailored Resume

Cover Letter