Compliance Manager

Customerscommercialfinance

Hybrid (with at least half the time spent in-office)
Regulatory obligation and policy advisory
Product and business activity review
Risk profile challenge and approval
The Compliance Manager position at Customerscommercialfinance involves supporting compliance strategies and frameworks within the Institutional Banking and Markets (IB&M) team. The role emphasizes collaboration, regulatory advisory, and risk management while fostering a supportive and flexible workplace culture

Job Summary

  • This role will support the Head of Compliance Advisory, including coverage of Debt Capital Markets, Global Client Coverage, Capital Structuring, Trade Finance, Transaction Banking, Investment Research teams.
  • As a Compliance Manager you’ll support sustainable business growth across IB&M through regulatory obligation and policy advisory, product and business activity review and approval, risk profile challenge and approval, regulatory engagement, and regulatory reform advisory.
  • We have a supportive culture that encourages personal interaction and does not tie you to a desk.

Matching Summary

Match Score: 85

The Compliance Manager position at Customerscommercialfinance involves supporting compliance strategies and frameworks within the Institutional Banking and Markets (IB&M) team. The role emphasizes collaboration, regulatory advisory, and risk management while fostering a supportive and flexible workplace culture.

Skills & Requirements

Must-have

  • Regulatory obligation and policy advisory
  • Product and business activity review
  • Risk profile challenge and approval
  • Regulatory reform advisory
  • Line 2 role working with Business
  • Financial services regulatory environment

Nice-to-have

  • Innovative and People culture
  • Supportive culture
  • Proactive and positive function
  • Doer, advisor, thought leader
  • Commercial mind
  • Personal interaction

Key Requirements

  • Tertiary qualifications in legal, finance or related
  • Demonstrated experience in financial services
  • Experience in Compliance
  • Australian Regulatory Environment experience
  • Experience communicating with senior management
  • Financial services investigations or analysis advantageous

Work Rights

Not specified

Tailored Resume

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