Operation Risk & Regulatory Oversight - Director - Client Service And Relationship Management

Morgan Stanley

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7-12 years relevant experience
Front-to-back process knowledge
Investment management business understanding
** Morgan Stanley is seeking a Director for Operation Risk & Regulatory Oversight within their IM Operations team. This role involves managing client relationships, overseeing operational risks, and implementing effective controls while contributing to process improvements and project management. **

Job Summary

  • This Director-level position within Client Service & Relationship Management is responsible for managing internal and external client relationships while performing Operation Risk & Regulatory Oversight activities.
  • The role requires leading process improvement efforts, conducting risk reviews to identify control gaps, and executing targeted testing to escalate residual risks to senior stakeholders.
  • Morgan Stanley offers a supportive environment with comprehensive employee benefits, opportunities for global mobility, and a commitment to diversity and inclusion across its 42 countries.

Matching Summary

Match Score: 75

** Morgan Stanley is seeking a Director for Operation Risk & Regulatory Oversight within their IM Operations team. This role involves managing client relationships, overseeing operational risks, and implementing effective controls while contributing to process improvements and project management. **

Skills & Requirements

Must-have

  • 7-12 years relevant experience
  • Front-to-back process knowledge
  • Investment Management business understanding
  • Risk and control assessments
  • Issue remediation expertise

Nice-to-have

  • Commercial thinking ability
  • Vendor relationship management
  • Process improvement leadership
  • Technology development testing
  • Culture carrier role model

Key Requirements

  • 7-12 years of relevant experience
  • Comprehensive understanding of operational policies
  • Understanding of investment management frameworks

Work Rights

Not specified

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