Trade Surveillance - Data Quality Associate (sr. Compliance Officer) - Td Securities (us)

TD Bank

New York, New York, United States
Base: $100,000 - $135,000 usd; bonus/equity: eligi...
Trade surveillance data quality expertise
Regulatory compliance knowledge sec finra
Data governance framework development
The role supports the Trade and Communications Surveillance leads across geographies including US, Canada, EMEA, and APAC to execute an industry-leading data-quality framework

Job Summary

  • The role supports the Trade and Communications Surveillance leads across geographies including US, Canada, EMEA, and APAC to execute an industry-leading data-quality framework.
  • Candidates must possess strong expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment bank.
  • TD offers a competitive total rewards package including base salary, variable compensation, health benefits, retirement programs, and career development opportunities.

Matching Summary

The role supports the Trade and Communications Surveillance leads across geographies including US, Canada, EMEA, and APAC to execute an industry-leading data-quality framework.

Salary

Base: $100,000 - $135,000 USD; Bonus/Equity: Eligible for cash and/or equity incentive awards; Benefits: Health, savings, retirement, PTO, banking discounts

Skills & Requirements

Must-have

  • Trade surveillance data quality expertise
  • Regulatory compliance knowledge SEC FINRA
  • Data governance framework development
  • SQL Python data analytics proficiency
  • Experience with SMARTS Actimize tools

Nice-to-have

  • Strong stakeholder engagement skills
  • AI/ML driven surveillance model experience
  • Ability to communicate complex data concepts
  • Subject matter expert in market abuse typologies

Key Requirements

  • 5-7 years of related experience
  • Bachelor's degree in Finance or Data Science
  • Experience at a SIFI in the US

Work Rights

Not specified

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