Oversee internal audit and risk management engagements within the Risk and Compliance Services practice primarily focused on broker/dealer, fin tech, PE and RIA clients
Job Summary
Oversee internal audit and risk management engagements within the Risk and Compliance Services practice primarily focused on broker/dealer, fin tech, PE and RIA clients.
Maintain client relationship and tailor the engagement to meet the client’s needs and expectation and maintain overall responsibility for the profitability of engagements within the client portfolio, track budget to actual results.
You will join a culture that has received multiple top “Places to Work” awards.
Matching Summary
Oversee internal audit and risk management engagements within the Risk and Compliance Services practice primarily focused on broker/dealer, fin tech, PE and RIA clients.
Skills & Requirements
Must-have
Internal Audit & Risk Advisory
SOX 404 engagements
Client relationship management
Risk-based methodology
Audit Committee presentations
Nice-to-have
Innovative and collaborative culture
Work-life balance flexibility
Entrepreneurial and business-first mindset
Seek and offer developmental feedback
Key Requirements
Professional Certification (CIA or CPA)
Bachelor’s degree in relevant discipline
5+ years in internal audit, consulting, or advisory