Our client is a specialist provider of asset services, custody, payments and treasury services with a global presence and a 24/5 operational capability
Job Summary
Our client is a specialist provider of asset services, custody, payments and treasury services with a global presence and a 24/5 operational capability.
The role involves monitoring communications for market abuse risks, improving surveillance functionality, and supporting compliance investigations.
Employees benefit from a comprehensive Total Rewards Program, world-class training, and a collaborative culture that values personal initiative and hard work.
Matching Summary
Our client is a specialist provider of asset services, custody, payments and treasury services with a global presence and a 24/5 operational capability.
Skills & Requirements
Must-have
Electronic and audio communications surveillance
Compliance monitoring and investigations
Knowledge of financial regulations
Microsoft Office proficiency
Analytical and problem solving skills
Effective time management
Strong interpersonal communication
Nice-to-have
Chinese/Korean or Japanese language ability
Proactive and initiative-taking
Team player and flexible
Professional demeanor
Attention to detail
Cross-unit cooperation
Key Requirements
MBA or University Degree
4-6 years related experience
Experience in Compliance or Capital Markets
Sound knowledge of applicable laws and regulations