Equity Research - Supervisory Analyst

TD

Toronto, Ontario, Canada
Base: $175,000 - $185,000 cad; bonus/equity: not s...
Onsite
Equity research compliance review
Finra and ciro regulatory adherence
Research publishing system proficiency
The Supervisory Analyst ensures all equity research products comply with FINRA, CIRO, jurisdictional regulations, and company policies before public release

Job Summary

  • The Supervisory Analyst ensures all equity research products comply with FINRA, CIRO, jurisdictional regulations, and company policies before public release.
  • TD Securities offers a diverse range of capital markets products and services with a global presence and a focus on innovation, execution, and experience.
  • TD provides a comprehensive Total Rewards package including base salary, variable compensation, health benefits, retirement programs, paid time off, and career development opportunities.

Matching Summary

The Supervisory Analyst ensures all equity research products comply with FINRA, CIRO, jurisdictional regulations, and company policies before public release.

Salary

Base: $175,000 - $185,000 CAD; Bonus/Equity: Not specified; Benefits: Health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts

Skills & Requirements

Must-have

  • Equity research compliance review
  • FINRA and CIRO regulatory adherence
  • Research publishing system proficiency
  • Editing and proofreading skills
  • Timely research release management
  • Attention to detail in financial data

Nice-to-have

  • Strong written communication skills
  • Highly organized work approach
  • Conservative compliance mindset
  • Knowledge of Microsoft Office
  • Team collaboration and liaison

Key Requirements

  • Bachelor’s Degree
  • 5+ years supervisory analyst experience
  • FINRA Series 16 License
  • CIRO-recognized proficiency or willingness to obtain
  • Ability to work under tight deadlines

Work Rights

Not specified

Tailored Resume

Cover Letter