Legal & Compliance - Marketing & Distribution Compliance, Avp

The Blackstone Group

Base: $135,000 - $200,000; bonus/equity: discretio...
5+ years law firm or investment management experience
Prior compliance role or j.d. required
Review of marketing and fundraising materials
The employee will serve as the primary day-to-day adviser regarding marketing materials and communications for Blackstone's diverse investment strategies

Job Summary

  • The employee will serve as the primary day-to-day adviser regarding marketing materials and communications for Blackstone's diverse investment strategies.
  • Responsibilities include reviewing investor communications, supervising staff work product, and developing internal policies consistent with current regulatory guidance.
  • The role offers comprehensive health benefits, a 401(k) plan, and eligibility for discretionary bonuses and equity compensation.

Matching Summary

The employee will serve as the primary day-to-day adviser regarding marketing materials and communications for Blackstone's diverse investment strategies.

Salary

Base: $135,000 - $200,000; Bonus/Equity: Discretionary bonuses and potential equity; Benefits: Comprehensive health, dental, vision, FSA, life insurance, 401(k)

Skills & Requirements

Must-have

  • 5+ years law firm or investment management experience
  • Prior compliance role or J.D. required
  • Review of marketing and fundraising materials
  • Advisers Act and FINRA regulations knowledge
  • Supervision of staff and consultant work product

Nice-to-have

  • Knowledge of hedge funds and drawdown funds
  • Experience with AI-based regulatory review software
  • Global regulatory compliance model development
  • Strong project management skills
  • Ability to work independently under competing demands

Key Requirements

  • 5+ years prior experience at law firm or investment management firm
  • J.D. degree or prior compliance role experience
  • Understanding of Advisers Act and FINRA regulations preferred
  • Strong analytical and communication skills
  • Potential requirement for securities licenses depending on duties

Work Rights

Not specified

Tailored Resume

Cover Letter