Principal Associate, Capital Markets & Risk - Sox

Capital One

McLean, VA, USA
Mclean, va: $131,300 - $149,800; richmond, va: $11...
Not specified (assumed hybrid based on company culture)
Sarbanes-oxley (sox) compliance
Risk assessment and control design
Control testing and deficiency analysis
Capital One is seeking a Principal Associate for its Sarbanes-Oxley (SOX) Advisory team within Finance Risk Management. The ideal candidate will have experience in accounting, internal controls, or auditing, and will be responsible for risk management and compliance reporting

Job Summary

  • The Sarbanes-Oxley (SOX) Advisory team in Finance Risk Management (FRM) focuses on delivering top-quality external reporting risk advisory services.
  • Responsibilities include leading lines of business through risk management processes, liaising between stakeholders, and supporting technology and business transformations.
  • Capital One offers a comprehensive, competitive, and inclusive set of health, financial, and other benefits that support your total well-being.

Matching Summary

Match Score: 85

Capital One is seeking a Principal Associate for its Sarbanes-Oxley (SOX) Advisory team within Finance Risk Management. The ideal candidate will have experience in accounting, internal controls, or auditing, and will be responsible for risk management and compliance reporting.

Salary

McLean, VA: $131,300 - $149,800; Richmond, VA: $119,400 - $136,200; Bonus/Equity: Performance based incentive compensation; Benefits: Comprehensive, competitive, and inclusive set of health, financial and other benefits

Skills & Requirements

Must-have

  • Sarbanes-Oxley (SOX) compliance
  • Risk assessment and control design
  • Control testing and deficiency analysis
  • Financial reporting risk advisory
  • Stakeholder communication and reporting

Nice-to-have

  • Self-starter and highly motivated
  • Collaborative environment
  • Ownership of responsibilities
  • Technology and business transformation support

Key Requirements

  • Bachelor's Degree or military experience
  • At least 3 years of experience in Accounting, Financial Reporting, Internal Controls, Audit, or a combination
  • At least 3 years of experience in Auditing and Control Evaluations
  • At least 3 years of experience in SOX controls
  • CPA, CIA, CISA, or equivalent certification

Work Rights

Not specified

Tailored Resume

Cover Letter