Senior Compliance Analyst

DIMENSIONAL

Multiple Locations
Hybrid
Marketing and advertising compliance
Regulatory bodies and governing laws
Testing methodology, risk and controls analysis
The Compliance and Risk Department is responsible for navigating risk and managing regulatory environments around the globe, including helping the firm conduct business and tell its story while remaining compliant with industry laws and standards

Job Summary

  • The Compliance and Risk Department is responsible for navigating risk and managing regulatory environments around the globe, including helping the firm conduct business and tell its story while remaining compliant with industry laws and standards.
  • The Senior Compliance Analyst assists in the day-to-day transactions relating to compliance and will work with senior staff to ensure Dimensional remains compliant with all regulatory bodies and governing laws.
  • Dimensional offers a variety of programs to help take care of you, your family, and your career, including comprehensive benefits, educational initiatives, and special celebrations of our history, culture, and growth.

Matching Summary

The Compliance and Risk Department is responsible for navigating risk and managing regulatory environments around the globe, including helping the firm conduct business and tell its story while remaining compliant with industry laws and standards.

Skills & Requirements

Must-have

  • marketing and advertising compliance
  • regulatory bodies and governing laws
  • testing methodology, risk and controls analysis
  • synthesize data; detail oriented

Nice-to-have

  • interpersonal and relationship management skills
  • operate and prioritize in a fast-moving environment
  • self-guided and motivated

Key Requirements

  • Bachelor’s degree
  • 5+ years of professional work experience
  • 2+ years in a compliance related field
  • Series 7 and Series 24 or working towards Series 24

Work Rights

Not specified

Tailored Resume

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