Compliance Officer

Invesco

Base: $70,000 - $90,000pyear; bonus/equity: includ...
Hybrid
2 to 4 years financial services experience
1 year compliance audit or risk management
Experience reading complex technical documents
This role supports the day-to-day compliance functions of Invesco's Managed Accounts line of business while ensuring adherence to high regulatory standards

Job Summary

  • This role supports the day-to-day compliance functions of Invesco's Managed Accounts line of business while ensuring adherence to high regulatory standards.
  • Employees benefit from a hybrid work schedule, 401(K) matching of 100% up to the first 6%, and comprehensive health and wellbeing benefits.
  • The position requires daily reviews of trading activity and collaboration with portfolio management teams to resolve exceptions and maintain account restrictions.

Matching Summary

This role supports the day-to-day compliance functions of Invesco's Managed Accounts line of business while ensuring adherence to high regulatory standards.

Salary

Base: $70,000 - $90,000/year; Bonus/Equity: Includes incentive pay; Benefits: Comprehensive compensation package including 401(K) matching and stock purchase plan

Skills & Requirements

Must-have

  • 2 to 4 years Financial Services experience
  • 1 year Compliance Audit or Risk Management
  • Experience reading complex technical documents
  • Strong MS Office skills
  • Ability to prioritize and meet deadlines

Nice-to-have

  • Proficiency in Python SQL or Excel VBA
  • Experience with Salesforce Snowflake Perform Eze
  • Detail-oriented creative thinker
  • Strong desire to learn and share knowledge
  • Process and detail oriented mindset

Key Requirements

  • 2 to 4 years Financial Services Industry Experience
  • At least 1 year Compliance Audit or Risk Management experience
  • Basic understanding of general regulatory environment for asset managers

Work Rights

Not specified

Tailored Resume

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