Senior oversight of pre-trade compliance monitoring
Contract interpretation and rule governance
Experience with aladdin oms system
The Senior Compliance Officer provides senior oversight of pre-trade compliance monitoring within Aladdin OMS to minimize financial and reputational risk
Job Summary
The Senior Compliance Officer provides senior oversight of pre-trade compliance monitoring within Aladdin OMS to minimize financial and reputational risk.
Invesco offers comprehensive benefits including flexible paid time off, hybrid work schedules, and 401(K) matching up to 6%.
This role requires strong knowledge of investments, securities law such as the 1940 Act, and experience with trading systems like Aladdin.
Matching Summary
The Senior Compliance Officer provides senior oversight of pre-trade compliance monitoring within Aladdin OMS to minimize financial and reputational risk.
Salary
Base: $120,000 - $130,000 USD annually; Bonus/Equity: Not specified; Benefits: Flexible PTO, 401(K) match, health & wellbeing, parental leave
Skills & Requirements
Must-have
Senior oversight of pre-trade compliance monitoring