The role ensures accurate trade capture, data integrity, and alignment between front-office execution and internal systems
Job Summary
The role ensures accurate trade capture, data integrity, and alignment between front-office execution and internal systems.
Candidates must configure and maintain Bloomberg platforms including EMSX, TOMS, PORT, and AIM modules.
The position plays a critical role in supporting regulatory compliance, operational efficiency, and accurate client reporting.
Matching Summary
The role ensures accurate trade capture, data integrity, and alignment between front-office execution and internal systems.
Salary
Base: $56,250.00 - $92,500.00 USD annually; Bonus/Equity: Not specified; Benefits: Comprehensive rewards package including health and well-being support
Skills & Requirements
Must-have
Bloomberg terminal proficiency
Trade lifecycle management
Daily reconciliation processes
SEC and FINRA reporting
Internal controls implementation
Nice-to-have
Introducing broker-dealer experience
Clearing platform knowledge
Process improvement initiatives
Strong analytical problem-solving
Collaborative cross-functional teamwork
Key Requirements
Bachelor's degree in Finance or related field
3-7 years broker-dealer operations experience
Series 7 or 24 certification required or willingness to obtain
Legal authorization to work in the US without sponsorship
Work Rights
Must be legally authorized to work in the United States on a full-time basis