KGI Securities is seeking an Associate/Manager for its Compliance department in Singapore. The ideal candidate will have at least five years of experience in compliance within the securities or futures market, with responsibilities including regulatory guidance, compliance reviews, and training
Job Summary
The role involves providing comprehensive compliance guidance to both front and back office units regarding securities and futures laws.
Candidates will be responsible for conducting trade surveillance, AML checks, and periodic self-assessments to ensure regulatory adherence.
The position requires liaising with regulators like the Monetary Authority of Singapore and updating policies based on new regulatory requirements.
Matching Summary
Match Score: 85
KGI Securities is seeking an Associate/Manager for its Compliance department in Singapore. The ideal candidate will have at least five years of experience in compliance within the securities or futures market, with responsibilities including regulatory guidance, compliance reviews, and training.