Retirement, record keeping, wealth management knowledge
The role is responsible for managing the 1LOD process, including control assessments, issues, and remediation actions
Job Summary
The role is responsible for managing the 1LOD process, including control assessments, issues, and remediation actions.
Candidates must possess a thorough understanding of risk management principles and fundamental knowledge of Retirement, Record Keeping, and Wealth management industries.
The position requires coordinating responses to business questions, supporting stakeholder engagement on control gap remediation, and leading incident/loss management reporting.
Matching Summary
The role is responsible for managing the 1LOD process, including control assessments, issues, and remediation actions.
Skills & Requirements
Must-have
Risk management principles and methodologies
1LOD process and control assessments
Retirement, Record Keeping, Wealth management knowledge
Root-cause analysis and remediation planning
Information Security and Privacy compliance
Internal and external audit coordination
Nice-to-have
Strong Microsoft Excel skills
Excellent written and verbal communication
Ability to manage multiple priorities in fast-paced environment
Experience with risk management software tools
Willingness to work flexible hours for deadlines
Key Requirements
Bachelor's Degree in Accounting, Business Administration, Finance or equivalent
Minimum of 3 years of experience in risk management
7 to 11 years of total professional experience
Proficiency in Microsoft Office Suite and risk management tools