Securitized Product Business Oversight Compliance - Vp

Barclays

New York, NY, United States
Base: $145,000 - $200,000; bonus/equity: not speci...
Understanding of us securities laws finra sec
Knowledge of derivatives cftc regulations
Experience in securitized product trading structuring
This role provides expert oversight to ensure the organization operates in compliance with legal, regulatory, and ethical responsibilities

Job Summary

  • This role provides expert oversight to ensure the organization operates in compliance with legal, regulatory, and ethical responsibilities.
  • The position requires identifying and investigating potential market abuse, insider dealing, and money laundering within securitized product activities.
  • Candidates must possess a deep understanding of U.S. securities regulations including FINRA, SEC, and CFTC requirements.

Matching Summary

This role provides expert oversight to ensure the organization operates in compliance with legal, regulatory, and ethical responsibilities.

Salary

Base: $145,000 - $200,000; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • Understanding of US securities laws FINRA SEC
  • Knowledge of derivatives CFTC regulations
  • Experience in securitized product trading structuring
  • Ability to identify market abuse risks
  • Strong analytical problem-solving skills

Nice-to-have

  • Excellent verbal and written communication
  • Ability to multitask in fast-paced environment
  • Experience with global compliance teams
  • Strategic thinking and business acumen
  • Leadership and team management capabilities

Key Requirements

  • Minimum VP level experience
  • In-depth knowledge of US securities laws
  • Background in financial crime investigation

Work Rights

Not specified

Tailored Resume

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