The Regulatory Compliance Senior Associate will report to the Senior Regulatory Advisor and provide support across the team with business initiatives, regulatory requests, managing trackers information management
Job Summary
The Regulatory Compliance Senior Associate will report to the Senior Regulatory Advisor and provide support across the team with business initiatives, regulatory requests, managing trackers information management.
The Compliance department is responsible for ensuring that the business can operate and develop within regulatory framework and manages LCH’s relationships with its regulators.
The vision is to keep the firm aligned with best practice in terms of regulatory compliance by recruiting motivated staff, deepening relationships with regulators, and maintaining a robust monitoring function.
Matching Summary
The Regulatory Compliance Senior Associate will report to the Senior Regulatory Advisor and provide support across the team with business initiatives, regulatory requests, managing trackers information management.
Skills & Requirements
Must-have
support business initiatives
manage trackers and MI
provide compliance advice
review and analyse regulations
Nice-to-have
risk-based lens
critical thinking
asking difficult questions
collaborate with colleagues
Key Requirements
Experience in compliance, legal, audit, or post trade operational environment
Understanding of regulatory issues impacting market infrastructure
Knowledge of regulations relating to Central Counterparty Clearing