Compliance Executive ( FA industry)

THE SUPREME HR ADVISORY PTE. LTD.

D01 Cecil, Marina, People’s Park, Raffles Place, 3 SHENTON WAY SHENTON HOUSE 068805
Sgd 3,500 - 4,500 / monthly pm
On-site
Asset management
Securities
Computer proficiency
The Compliance Executive position at THE SUPREME HR ADVISORY PTE. LTD. involves supporting the Risk and Compliance department to ensure adherence to regulatory requirements in the financial advisory sector. Ideal candidates should possess relevant qualifications and experience, particularly in compliance within the financial advisory or insurance industry, with proficiency in Microsoft Excel

Job Summary

  • Position: Compliance Executive Working Location: Bras Basah Working Hours: 8am to 5pm/8
  • Motivated to stay abreast of regulatory developments and take charge of communicating the changes and support implementation; not limited to Financial Advisers Act, Personal Data Protection Act
  • Conduct due diligence on new business relationships and support on-going due diligence requirements from business partners

Matching Summary

Match Score: 75

The Compliance Executive position at THE SUPREME HR ADVISORY PTE. LTD. involves supporting the Risk and Compliance department to ensure adherence to regulatory requirements in the financial advisory sector. Ideal candidates should possess relevant qualifications and experience, particularly in compliance within the financial advisory or insurance industry, with proficiency in Microsoft Excel.

Salary

SGD 3,500 - 4,500 / Monthly

Skills & Requirements

Must-have

  • Asset Management
  • Securities
  • Computer Proficiency
  • IT Compliance
  • Compliance

Nice-to-have

  • Compliance Policy
  • Compliance Audits
  • Banking
  • AML
  • Financial Advisory
  • Regulatory Requirements
  • Legal Compliance
  • Insurance Industry

Key Requirements

  • Minimum 2 years experience

Work Rights

Tailored Resume

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