Head Of Compliance (licensing/ Fx Brokerage)

Hyphen Connect

Singapore, Singapore, Singapore
On-site
Global compliance framework management
Licensing lifecycle oversight
Aml/kyc policy establishment
Hyphen Connect is seeking a Head of Compliance for their financial services firm in Singapore. The role involves managing compliance frameworks, licensing, and regulatory adherence, with a focus on AML/KYC policies and risk management in a trading environment

Job Summary

  • The role involves leading the global compliance framework and managing the full licensing lifecycle for a financial services company.
  • Candidates will establish risk-based AML/KYC policies and perform MLRO functions to ensure strict regulatory adherence.
  • The position requires reviewing trading instruments and marketing materials to mitigate risks associated with copy trading and misleading claims.

Matching Summary

Match Score: 85

Hyphen Connect is seeking a Head of Compliance for their financial services firm in Singapore. The role involves managing compliance frameworks, licensing, and regulatory adherence, with a focus on AML/KYC policies and risk management in a trading environment.

Skills & Requirements

Must-have

  • Global compliance framework management
  • Licensing lifecycle oversight
  • AML/KYC policy establishment
  • Regulatory liaison with international bodies
  • Risk-based monitoring of trading behaviors

Nice-to-have

  • Balancing regulatory adherence with business growth
  • Strong problem-solving skills
  • Stakeholder management expertise

Key Requirements

  • Bachelor's degree in Law, Finance, or Risk Management
  • 3 to 10 years experience in brokerage or fintech compliance
  • Familiarity with ASIC, FCA, CySEC, or MAS regulations
  • Professional compliance certifications like ICA or CAMS preferred

Work Rights

Not specified

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