Director-global Compliance

Franklin Templeton

Base: $250,000.00-$300,000.00; bonus/equity: discr...
Hybrid
Broker-dealer regulatory compliance
Strategic compliance guidance
Regulatory oversight for business lines
The Compliance Director is responsible for overseeing key broker-dealer regulatory compliance functions and leading a team of compliance professionals

Job Summary

  • The Compliance Director is responsible for overseeing key broker-dealer regulatory compliance functions and leading a team of compliance professionals.
  • This role partners closely with business stakeholders to provide strategic compliance guidance and ensure adherence to regulatory requirements across multiple business areas.
  • Franklin Templeton offers a welcoming, inclusive, and flexible culture with opportunities to help employees reach their potential while helping clients reach theirs.

Matching Summary

The Compliance Director is responsible for overseeing key broker-dealer regulatory compliance functions and leading a team of compliance professionals.

Salary

Base: $250,000.00-$300,000.00; Bonus/Equity: discretionary bonus; Benefits: 401k plan, health insurance, and other perks

Skills & Requirements

Must-have

  • Broker-dealer regulatory compliance
  • Strategic compliance guidance
  • Regulatory oversight for business lines
  • Sales and distribution compliance expertise
  • Digital assets and AI compliance

Nice-to-have

  • Talented teams working around the globe
  • Welcoming, inclusive, and flexible culture
  • Employee well-being and support
  • Diverse business and perspectives

Key Requirements

  • Minimum of 5+ years in senior compliance role
  • Strong knowledge of broker-dealer rules
  • Experience with tokenization, blockchain, or digital assets
  • Asset management and/or investment adviser experience preferred
  • Prior people management experience preferred

Work Rights

Not specified

Tailored Resume

Cover Letter