AML Compliance Manager – Leading Brokerage Firm

BEATHCHAPMAN (PTE. LTD.)

Singapore, Singapore
Aml/cft regulatory knowledge
Private banking onboarding experience
Kyc and cdd framework implementation
The role involves overseeing all AML matters including KYC, advisory, and onboarding for a leading wealth and securities firm

Job Summary

  • The role involves overseeing all AML matters including KYC, advisory, and onboarding for a leading wealth and securities firm.
  • Candidates will act as the key compliance point of contact for private wealth onboarding and support ongoing client reviews.
  • Responsibilities include overseeing control room activities such as personal account dealing, conflicts management, and restricted watch lists.

Matching Summary

Match Score: 85

The role involves overseeing all AML matters including KYC, advisory, and onboarding for a leading wealth and securities firm.

Skills & Requirements

Must-have

  • AML/CFT regulatory knowledge
  • Private banking onboarding experience
  • KYC and CDD framework implementation
  • Client risk assessment expertise
  • Enhanced due diligence execution

Nice-to-have

  • Front office advisory capabilities
  • Policy development and maintenance
  • Internal review and monitoring skills
  • Compliance training delivery
  • Ad hoc project support

Key Requirements

  • 5-7+ years compliance experience
  • Bachelor's degree in Accounting or Finance
  • Experience in private banking or brokerage
  • Familiarity with sanctions and conduct controls

Work Rights

Not specified

Tailored Resume

Cover Letter