Vice President, Brcm, Financial Advisory And Conduct
UOB
Central Region, Singapore
10+ years in financial services
Experience in compliance frameworks
Strong leadership skills
As the Vice President for Financial Advisory Framework & Compliance, you will lead the development and oversight of the compliance framework governing financial advisors
Job Summary
As the Vice President for Financial Advisory Framework & Compliance, you will lead the development and oversight of the compliance framework governing financial advisors.
This role combines strategic leadership with a deep understanding of regulatory requirements to ensure compliant and ethical financial advisory services.
You will collaborate with senior stakeholders and regulatory bodies to mitigate risks and enhance advisor performance.
Matching Summary
As the Vice President for Financial Advisory Framework & Compliance, you will lead the development and oversight of the compliance framework governing financial advisors.