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M&G is seeking a Training & Competence Supervisor for their Huddersfield location, focusing on supporting financial advisers within the Sandringham network. The ideal candidate should possess supervisory experience in financial services and be adept at training and compliance.
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Job Summary
The successful candidate will make important contributions to our regulatory alignment with SM&CR and the AR regimes, coaching & development of advisers and maintaining company standards for advice.
The varied and unique nature of the role will allow an individual to develop their interests in any of the business areas they are interested in, such as AML, technical advice matters, later life, pensions, investments, and business development to name a few.
At M&G, we’re committed to helping you thrive and supporting your wellbeing, both at work and beyond.
Matching Summary
Match Score: 75
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M&G is seeking a Training & Competence Supervisor for their Huddersfield location, focusing on supporting financial advisers within the Sandringham network. The ideal candidate should possess supervisory experience in financial services and be adept at training and compliance.
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Skills & Requirements
Must-have
SM&CR and AR regimes
coaching and development of advisers
company standards for advice
assessments of their KPI’s
Fit and Proper assessments
analysis of internal records
regulatory requirements
training on Induction course
support to advisers
regulatory queries
financial planning
technical product queries
T&C related queries
support new to industry advisers
Nice-to-have
driven and resilient individual
interests in AML
later life
pensions
investments
business development
flexible working arrangements
work place accommodations
inclusive culture
Disability Confident Leader
Key Requirements
Existing experience in supervisory duties within financial services
Level 4 Diploma in Financial Planning (Desirable)
CF6, CF8, ER1, J07, Advanced Diploma in Financial Planning
Knowledge of SM&CR, PROD, MiFID, AR Regime
Confident in using your own initiative
Ability to be flexible
Experience within Later Life products would be an advantage