Registered Client Service Associate - Latham, Ny

Raymond James

Latham, NY, US
Base: $60,000.00-$80,000.00; bonus/equity: not spe...
Client relationship management (crm) software
Excel spreadsheets and reporting
High volume client interactions
This essential role helps to provide high quality/high touch critical administrative support to Financial Advisors, their prospective and existing clients and other branch staff team members

Job Summary

  • This essential role helps to provide high quality/high touch critical administrative support to Financial Advisors, their prospective and existing clients and other branch staff team members.
  • Onboards new clients, opens new client accounts and researches client and security information using internal databases and other technologies.
  • At Raymond James – as part of our people-first culture, we honor, value, and respect the uniqueness, experiences, and backgrounds of all of our Associates.

Matching Summary

This essential role helps to provide high quality/high touch critical administrative support to Financial Advisors, their prospective and existing clients and other branch staff team members.

Salary

Base: $60,000.00-$80,000.00; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • Client Relationship Management (CRM) software
  • Excel spreadsheets and reporting
  • High volume client interactions
  • Process and monitor asset transfers
  • Onboard new clients and open accounts

Nice-to-have

  • Dynamic team environment
  • Client-facing events
  • Continuous professional development
  • High level of customer service

Key Requirements

  • High School Diploma or equivalent
  • 1+ years securities industry experience
  • SIE required
  • Series 7 required
  • Series 63, 65 and/or 66 as required

Work Rights

Not specified

Tailored Resume

Cover Letter