Compliance Analyst

DV Group

Chicago, United States
Base: $70k - $85k; bonus/equity: discretionary bon...
On-site
Automated trade surveillance
Kyc request response
Drafting compliance policies
The DV Group is a financial services firm with over 15 years of experience, headquartered in Chicago and operating throughout North America and Europe

Job Summary

  • The DV Group is a financial services firm with over 15 years of experience, headquartered in Chicago and operating throughout North America and Europe.
  • The Compliance Analyst will support both futures and equities trading businesses, including the broker-dealer DV Equities, by performing automated surveillance, onboarding new relationships, and responding to KYC requests.
  • Responsibilities also include drafting internal risk and compliance policies and researching emerging regulatory areas such as cryptocurrency and international rules.

Matching Summary

The DV Group is a financial services firm with over 15 years of experience, headquartered in Chicago and operating throughout North America and Europe.

Salary

Base: $70K - $85K; Bonus/Equity: discretionary bonus eligibility; Benefits: Not specified

Skills & Requirements

Must-have

  • Automated trade surveillance
  • KYC request response
  • Drafting compliance policies
  • Cryptocurrency regulation research
  • Microsoft Office proficiency

Nice-to-have

  • Fast-paced dynamic environment
  • Maintain composure under pressure
  • Discretion with sensitive information

Key Requirements

  • Bachelor's degree
  • 1+ year compliance/regulatory experience
  • Excellent written and oral communication
  • Strong understanding of financial compliance
  • Experience with broker-dealer or proprietary trading desired
  • Available to work 5 days per week in Chicago

Work Rights

Not specified

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