State Street Corporation is seeking a Vice President for Wealth Market Surveillance in a hybrid role, tasked with leading the strategic direction and oversight of the firm's surveillance program for its expanding wealth management business. The ideal candidate will have extensive experience in trade surveillance and compliance, with a focus on fostering cross-functional partnerships and managing global teams
Job Summary
Lead a multi-regional surveillance team across North America, EMEA and APAC, ensuring alignment with business-specific risk profiles.
Implement and optimize AI-driven surveillance tools to enhance detection of market abuse, conduct violations, and off-channel communications.
Develop, certify, and maintain surveillance policies, control descriptions, and procedural documentation.
Matching Summary
Match Score: 85
State Street Corporation is seeking a Vice President for Wealth Market Surveillance in a hybrid role, tasked with leading the strategic direction and oversight of the firm's surveillance program for its expanding wealth management business. The ideal candidate will have extensive experience in trade surveillance and compliance, with a focus on fostering cross-functional partnerships and managing global teams.
Salary
$110 000 - $188 750 Annual
Skills & Requirements
Must-have
Global surveillance leadership
AI-driven surveillance tools
Market abuse risk assessments
Policy governance and risk management
Stakeholder engagement and governance
Nice-to-have
Differentiated digital wealth solution
Globally scalable custody and clearing
Culture of compliance and continuous improvement
Key Requirements
Minimum of 10 years of experience
Deep understanding of equity, fixed income, mutual fund and ETF transactions