Avp - Securities Regulatory Reporting (15c3-1 And 15c3-3)

Mizuho UK

New York, NY, USA
Base: $91,000 - $125,000; bonus/equity: discretion...
On-site
15c3-1 daily net capital computation
15c3-3 customer reserve calculation
Axiom software for regulatory haircuts
In this position, you will leverage your background in accounting / finance and be responsible for securities regulatory reporting with a specific focus on futures

Job Summary

  • In this position, you will leverage your background in accounting / finance and be responsible for securities regulatory reporting with a specific focus on futures.
  • Prepare the daily 15c3-1 daily net capital computation and weekly and month end preparation of the 15c3-3 customer reserve calculation.
  • In addition to salary and a generous employee benefits package, including Medical, Dental and 401K plans, successful candidates are also eligible to receive a discretionary bonus.

Matching Summary

In this position, you will leverage your background in accounting / finance and be responsible for securities regulatory reporting with a specific focus on futures.

Salary

Base: $91,000 - $125,000; Bonus/Equity: Discretionary bonus eligible; Benefits: Medical, Dental and 401K plans

Skills & Requirements

Must-have

  • 15c3-1 daily net capital computation
  • 15c3-3 customer reserve calculation
  • Axiom software for regulatory haircuts
  • Reconcile trade details to general ledger
  • Maintain procedure documentation

Nice-to-have

  • DataIku or Alteryx experience

Key Requirements

  • Series 27 must be obtained
  • Bachelor's degree in Accounting or Finance preferred
  • Microsoft Excel proficient

Work Rights

Not specified

Tailored Resume

Cover Letter