AVP, Market Conduct Investigation (Insurance|Up to $7k)

ADECCO PERSONNEL PTE LTD

Singapore, Singapore
Up to $7k ph
Conduct investigations on market misconduct complaints
Perform market conduct compliance reviews
Liaise with regulator and government agencies
The role involves conducting investigations into market misconduct complaints and implementing follow-up actions

Job Summary

  • The role involves conducting investigations into market misconduct complaints and implementing follow-up actions.
  • Candidates must maintain and revise policies for distribution compliance activities while liaising with regulators.
  • The position requires knowledge of the Financial Advisers Act and relevant MAS Notices and Guidelines.

Matching Summary

Match Score: 85

The role involves conducting investigations into market misconduct complaints and implementing follow-up actions.

Salary

Up to $7k

Skills & Requirements

Must-have

  • Conduct investigations on market misconduct complaints
  • Perform market conduct compliance reviews
  • Liaise with Regulator and Government Agencies

Nice-to-have

  • Strong analytical and communication skills
  • Experience in law enforcement background
  • Ability to cover team leader duties

Key Requirements

  • Talent Diploma in Compliance or equivalent Degree
  • Relevant experience in compliance or investigation
  • Knowledge of Financial Advisers Act (FAA)

Work Rights

Not specified

Tailored Resume

Cover Letter