Compliance Tester Ii

EPX

McLean, VA, USA
Base: $87,700 - $110,100; bonus/equity: performanc...
Risk-based compliance transaction testing
Business line adherence validation
Consumer laws and regulations
The Compliance Tester II performs a key second line of defense role to ensure corporate initiatives and departmental processes comply with applicable laws and regulations

Job Summary

  • The Compliance Tester II performs a key second line of defense role to ensure corporate initiatives and departmental processes comply with applicable laws and regulations.
  • Responsibilities include executing moderately complex, risk-based compliance transaction testing, obtaining and analyzing test data, and collaborating with Compliance professionals.
  • Capital One offers a comprehensive, competitive, and inclusive set of health, financial, and other benefits that support your total well-being.

Matching Summary

The Compliance Tester II performs a key second line of defense role to ensure corporate initiatives and departmental processes comply with applicable laws and regulations.

Salary

Base: $87,700 - $110,100; Bonus/Equity: Performance based incentive compensation; Benefits: Comprehensive, competitive, and inclusive benefits

Skills & Requirements

Must-have

  • risk-based compliance transaction testing
  • business line adherence validation
  • consumer laws and regulations
  • independent testing
  • data analysis
  • documentation and record retention

Nice-to-have

  • innovative testing approaches
  • collaboration with diverse professionals
  • strong time management skills
  • cooperative and effective teamwork

Key Requirements

  • High School Diploma, GED or equivalent certification
  • At least 4 years of financial services industry experience
  • At least 2 years of audit, compliance, risk management, control or transaction reviews experience
  • At least 2 years of Microsoft Office or Google Suite experience

Work Rights

Not specified

Tailored Resume

Cover Letter