Transfer Agency Regulatory Manager

SS&C Technologies

Denver, CO, US
Base: $80,000 to $160,000; bonus/equity: eligible ...
Hybrid
Regulatory compliance expertise
Experience in tax reporting
Leadership in financial services
The Transfer Agency Regulatory Manager leads and oversees regulatory operations for the transfer agency team

Job Summary

  • The Transfer Agency Regulatory Manager leads and oversees regulatory operations for the transfer agency team.
  • This role manages a small team while remaining hands-on with critical operational tasks.
  • SS&C offers excellent benefits including health, dental, and a 401k plan.

Matching Summary

The Transfer Agency Regulatory Manager leads and oversees regulatory operations for the transfer agency team.

Salary

Base: $80,000 to $160,000; Bonus/Equity: Eligible for discretionary bonus and/or equity awards; Benefits: Health, dental, 401k plan

Skills & Requirements

Must-have

  • Regulatory compliance expertise
  • Experience in tax reporting
  • Leadership in financial services

Nice-to-have

  • Strong analytical skills
  • Ability to mentor a team
  • Creative problem-solving

Key Requirements

  • Minimum of 5 years regulatory experience
  • Experience in escheatment and AML preferred
  • Familiarity with TA2000 or similar systems

Work Rights

Not specified

Tailored Resume

Cover Letter