Advice Quality Manager

Schroders Personal Wealth

South Region, United Kingdom
Base: £76,266- £83,893; london: £83,369-£91,705; b...
On-site
Regulatory compliance and risk mitigation
Training and development for financial advisers
Client-focused advice quality oversight
Schroders Personal Wealth is seeking an Advice Quality Manager to lead training and development for Financial Advisers, ensuring high-quality advice and regulatory compliance. The role involves coaching, risk management, and promoting best practices to enhance client outcomes

Job Summary

  • Lead training and development for Financial Advisers, supporting regulatory compliance through the Training & Competence scheme.
  • Ensure high-quality advice for clients through oversight and risk mitigation, driving best practice across the business.
  • Work closely with advisers, coaching and supporting them to deliver the best possible client outcomes.

Matching Summary

Match Score: 85

Schroders Personal Wealth is seeking an Advice Quality Manager to lead training and development for Financial Advisers, ensuring high-quality advice and regulatory compliance. The role involves coaching, risk management, and promoting best practices to enhance client outcomes.

Salary

Base: £76,266- £83,893; London: £83,369-£91,705; Benefits: Generous Holiday Entitlement, Health & Wellbeing, Company Pension Contribution, Cash Allowance, Bonus Opportunity, Financial Advice

Skills & Requirements

Must-have

  • Regulatory compliance and risk mitigation
  • Training and development for Financial Advisers
  • Client-focused advice quality oversight
  • Stakeholder engagement and collaboration
  • Coaching and feedback expertise

Nice-to-have

  • Promoting a client-focused culture
  • Driving positive change across the business
  • Thriving on responsibility and problem-solving

Key Requirements

  • Qualified to at least QCF Level 4
  • Support provided towards Level 6 chartered
  • External financial and regulatory awareness

Work Rights

Not specified

Tailored Resume

Cover Letter