Lead Specialist - Investment Compliance

AIA Group

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Daily post-trade compliance monitoring
Personal dealing compliance administration
E-communication surveillance execution
** AIA Group is seeking a Lead Specialist in Investment Compliance to oversee compliance monitoring and enforce investment guidelines, ensuring adherence to regulatory standards. The ideal candidate should have a strong background in investment compliance, with a minimum of 6 years of experience, and possess a keen attention to detail and project management skills. **

Job Summary

  • The role is responsible for performing second-line investment compliance oversight including daily post-trade monitoring and market-abuse surveillance.
  • Candidates will administer Personal Dealing compliance policies and execute e-communication surveillance to detect potential misconduct.
  • AIA Group seeks ambitious professionals to help a billion people live Healthier, Longer, Better Lives by 2030.

Matching Summary

Match Score: 75

** AIA Group is seeking a Lead Specialist in Investment Compliance to oversee compliance monitoring and enforce investment guidelines, ensuring adherence to regulatory standards. The ideal candidate should have a strong background in investment compliance, with a minimum of 6 years of experience, and possess a keen attention to detail and project management skills. **

Skills & Requirements

Must-have

  • Daily post-trade compliance monitoring
  • Personal Dealing compliance administration
  • E-communication surveillance execution
  • Bloomberg and Aladdin rule coding
  • Market abuse risk escalation

Nice-to-have

  • Experience with Shield or StarCompliance systems
  • Strong project management capabilities
  • Consultative approach to team guidance
  • Tech-savvy mindset for system enhancements

Key Requirements

  • Minimum 6 years of experience in investment compliance
  • Degree in Accounting, Finance, Economics, or Business Management
  • Knowledge of MAS and FATCA regulatory environments

Work Rights

Not specified

Tailored Resume

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